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“They all laid their heads together like as many lawyers when they are getting ready to prove that a man’s heirs ain’t got no right to his property.”
Mark Twain

Intermediary Service's, LLC

1031 Real Estate Exchanges

In an effort to assist clients in “like kind exchanges” under the IRS code, Mr. Smith formed Intermediary Services LLC to act as a qualified intermediary pursuant to        §1031 of the Internal Revenue Code.

What is a like kind exchange ?

Under Internal Revenue Code § 1031, real property may be sold without incurring a taxable gain under certain conditions. The spirit of the code provision is not to tax the sale of property if such sale is intended to acquire similar property. For example, if an entity (individual or business) holds investment property, this property may be sold without incurring a taxable gain if within the time allowed by the IRS if it is replaced with similar property. Thus, the phrase “like kind exchange” was created.

What is required to affect a § 1031 Exchange ?

When selling property, the sales proceeds must be sent to a qualified intermediary to hold until the purchase of similar property. Within 45 days of the closing of the sale of the first property, the seller must notify the qualified intermediary of at least three properties the seller is considering purchasing. Within 180 days of the first closing, the seller must close on the purchase of the similar property. During this time, the qualified intermediary holds the monies from the sale and delivers them to the closing agent for the purchase.

Where are these monies held pending the closing of the second transaction ?

Interestingly, the IRS has ruled that an attorney’s trust account does not suffice to be a qualified intermediary. Typically, a qualified intermediary will deposit the sale proceeds into FDIC insured bank accounts. These accounts are titled to show that they have been established by the intermediary on behalf of the seller. Depending on interest rates and bank fees, the intermediary chooses the best option for the seller, be it certificates of deposit, money markets or simple savings.

Is this the only means by which to implement a § 1031 exchange ?

No. Although the above scenario is the typical like kind exchange, there is also a means termed a reverse exchange which includes, among other things, deeding property to the intermediary until such time as new property is identified and purchased. The 45 day and 180 day time tables explained above apply here as well.
Fees for this type of exchange vary and are more expensive than direct exchange due in part to the nature of the property involved, title considerations surrounding the property and potential exposure to liability to the intermediary while it holds title pending the closing of the second transaction.

What fees are charged by the qualified intermediary?

Some qualified intermediaries charge a percentage of the total transactions which can result in an expensive exchange. For a typical direct exchange as described above Intermediary Services, LLC charges a flat fee of $500.00. This fee does not include any fees which may be charged by the financial institution in which sales proceeds are deposited.

Due to the complexities of a reverse exchange, the fees for these services are quoted on case by case basis.

These fees do not include any additional attorney’s fees which may be incurred for additional services (document preparation, e.g.).

 

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